AlphaMark Actively Managed Small Cap ETF (SMCP)

SMCP is actively managed by AlphaMark Advisors and invests primarily in exchange-traded funds (“Underlying ETFs”) that invest in equity securities of small cap companies listed on a U.S. or international exchange (including in emerging markets). The Fund defines “small cap” companies as companies with a total market capitalization of less than $5 billion at the time of purchase. Under normal circumstances, the Fund will invest at least 80% of its net assets directly or indirectly in small cap companies. Investments in Underlying ETFs that, under normal circumstances, invest at least 80% of their net assets in small cap companies will count toward the Fund’s 80% investment policy. The Adviser expects that the Fund will generally invest in Underlying ETFs that track an index of small cap companies in a particular country or geographic region, style (e.g., growth, core, or value), or sector. The Adviser seeks to identify the optimal risk-adjusted investment options in the small cap universe, including investments that are expected to reduce the inherent volatility of owning individual small cap stocks by being highly diversified. The Adviser continually monitors global market conditions and the valuation of specific styles to determine the allocations of the holdings in the Fund.

FUND DETAILS (data as of 02/28/2024)

Fund Type:Active ETF
Exchange:NASDAQ
Number of Holdings:101
Expense Ratio:1.22%
Fund Advisor:AlphaMark Advisors LLC
Fund Name: AlphaMark Actively Managed Small Cap ETF
Fund Ticker: SMCP
CUSIP: 26922A834
Net Assets: $ 31,290,208.09
Shares Outstanding: 1,050,000
Median 30 Day Spread Percentage: 0.30

Median 30 Day Spread is a calculation of Fund’s median bid-ask spread, expressed as a percentage rounded to the nearest hundredth, computed by: identifying the Fund’s national best bid and national best offer as of the end of each 10 second interval during each trading day of the last 30 calendar days; dividing the difference between each such bid and offer by the midpoint of the national best bid and national best offer; and identifying the median of those values.

Latest Price Information Premium/Discount History

Latest Close: $29.84
NAV – SMCP: 29.80
Premium/Discount: 0.14
Pricing Date: 02/28/2024

Holdings ( as of 02/29/2024 )

Stock Ticker C U S I P Security Name Shares Price Market Value Weightings
ABCB03076K108AMERIS BANCORP5,740 $ 45.19 $ 259,390.600.83%
ABG043436104ASBURY AUTOMOTIVE GROUP INC1,353 $ 208.29 $ 281,816.370.90%
ABM000957100ABM INDS INC6,792 $ 41.60 $ 282,547.200.90%
ACLS054540208AXCELIS TECHNOLOGIES INC2,347 $ 110.72 $ 259,859.840.83%
AEIS007973100ADVANCED ENERGY INDS2,796 $ 98.13 $ 274,371.480.88%
AEL025676206AMERICAN EQTY INVT LIFE HLD CO COM5,456 $ 55.50 $ 302,808.000.97%
AEO02553E106AMERICAN EAGLE OUTFITTERS INC COM14,390 $ 23.53 $ 338,596.701.08%
AIT03820C105APPLIED INDL TECHNOLOGIES INC COM1,762 $ 190.93 $ 336,418.661.08%
ALE018522300ALLETE INC4,979 $ 56.09 $ 279,272.110.89%
ALKSG01767105ALKERMES PLC10,976 $ 29.80 $ 327,084.801.05%
AMN001744101AMN HEALTHCARE SVCS INC4,066 $ 55.87 $ 227,167.420.73%
AMR020764106ALPHA METALLURGICAL RESOUR INC COM898 $ 362.62 $ 325,632.761.04%
APAM04316A108ARTISAN PARTNERS ASSET MGMT IN CL A6,892 $ 41.90 $ 288,774.800.92%
APLE03784Y200APPLE HOSPITALITY REIT INC18,331 $ 16.06 $ 294,395.860.94%
ARCB03937C105ARCBEST CORP2,532 $ 139.80 $ 353,973.601.13%
ARCH03940R107ARCH RESOURCES INC1,835 $ 162.03 $ 297,325.050.95%
ASB045487105ASSOCIATED BANC CORP14,235 $ 20.42 $ 290,678.700.93%
ASGN00191U102ASGN INC3,165 $ 97.89 $ 309,821.850.99%
ASO00402L107ACADEMY SPORTS & OUTDOORS INC COM4,613 $ 73.64 $ 339,701.321.09%
AVAV008073108AEROVIRONMENT INC2,416 $ 126.61 $ 305,889.760.98%
AX05465C100AXOS FINANCIAL INC5,576 $ 51.69 $ 288,223.440.92%
BCC09739D100BOISE CASCADE CO DEL2,354 $ 133.66 $ 314,635.641.01%
BTU704551100PEABODY ENERGY CORP12,520 $ 24.72 $ 309,494.400.99%
CADE12740C103CADENCE BANK10,291 $ 26.79 $ 275,695.890.88%
CALM128030202CAL MAINE FOODS INC5,305 $ 57.40 $ 304,507.000.97%
CATY149150104CATHAY GEN BANCORP6,832 $ 38.57 $ 263,510.240.84%
CCS156504300CENTURY CMNTYS INC3,341 $ 84.16 $ 281,178.560.90%
CEIX20854L108CONSOL ENERGY INC NEW3,029 $ 82.34 $ 249,407.860.80%
CHRD674215207CHORD ENERGY CORPORATION1,832 $ 161.59 $ 296,032.880.95%
CMC201723103COMMERCIAL METALS CO6,084 $ 54.19 $ 329,691.961.05%
CNO12621E103CNO FINL GROUP INC10,913 $ 26.71 $ 291,486.230.93%
CNX12653C108CNX RES CORP15,225 $ 20.81 $ 316,832.251.01%
COOP62482R107MR COOPER GROUP INC4,675 $ 72.11 $ 337,114.251.08%
CORT218352102CORCEPT THERAPEUTICS INC9,375 $ 23.70 $ 222,187.500.71%
CVCO149568107CAVCO INDS INC DEL878 $ 365.50 $ 320,909.001.03%
ESNTG3198U102ESSENT GROUP LTD5,773 $ 53.39 $ 308,220.470.99%
EVTC30040P103EVERTEC INC7,438 $ 40.43 $ 300,718.340.96%
FFIN32020R109FIRST FINL BANKSHARES INC10,049 $ 30.34 $ 304,886.660.97%
FTDR35905A109FRONTDOOR INC8,645 $ 31.12 $ 269,032.400.86%
GATX361448103GATX CORP2,532 $ 124.61 $ 315,512.521.01%
GBCI37637Q105GLACIER BANCORP INC NEW7,368 $ 36.00 $ 265,248.000.85%
GMS36251C103GMS INC3,693 $ 89.96 $ 332,222.281.06%
HAE405024100HAEMONETICS CORP MASS3,560 $ 74.87 $ 266,537.200.85%
HCC93627C101WARRIOR MET COAL INC4,993 $ 56.57 $ 282,454.010.90%
HELEG4388N106HELEN OF TROY LTD2,520 $ 125.78 $ 316,965.601.01%
HLNE407497106HAMILTON LANE INC2,683 $ 114.44 $ 307,042.520.98%
HP423452101HELMERICH & PAYNE INC8,407 $ 38.50 $ 323,669.501.03%
HQY42226A107HEALTHEQUITY INC4,592 $ 83.00 $ 381,136.001.22%
HUBG443320106HUB GROUP INC6,623 $ 43.42 $ 287,570.660.92%
HWC410120109HANCOCK WHITNEY CORPORATION6,266 $ 42.45 $ 265,991.700.85%
IDCC45867G101INTERDIGITAL INC2,805 $ 106.65 $ 299,153.250.96%
ITGR45826H109INTEGER HLDGS CORP3,073 $ 108.26 $ 332,682.981.06%
ITRI465741106ITRON INC4,033 $ 94.15 $ 379,706.951.21%
JXN46817M107JACKSON FINANCIAL INC5,947 $ 55.08 $ 327,560.761.05%
KBH48666K109KB HOME4,875 $ 63.96 $ 311,805.001.00%
KFY500643200KORN FERRY5,130 $ 61.23 $ 314,109.901.00%
KWR747316107QUAKER HOUGHTON1,426 $ 197.18 $ 281,178.680.90%
LBRT53115L104LIBERTY ENERGY INC16,786 $ 21.13 $ 354,688.181.13%
LRN86333M108STRIDE INC5,129 $ 58.49 $ 299,995.210.96%
LXP529043101LXP INDUSTRIAL TRUST30,695 $ 8.57 $ 263,056.150.84%
MATX57686G105MATSON INC2,778 $ 107.88 $ 299,690.640.96%
MDC552676108M D C HLDGS INC5,511 $ 62.54 $ 344,657.941.10%
MHO55305B101M/I HOMES INC2,210 $ 122.15 $ 269,951.500.86%
MMSI589889104MERIT MED SYS INC4,008 $ 80.13 $ 321,161.041.03%
MOD607828100MODINE MFG CO5,100 $ 90.26 $ 460,326.001.47%
MTH59001A102MERITAGE HOMES CORP1,748 $ 155.34 $ 271,534.320.87%
NEOG640491106NEOGEN CORP15,142 $ 17.12 $ 259,231.040.83%
NMIH629209305NMI HLDGS INC10,259 $ 30.30 $ 310,847.700.99%
NWE668074305NORTHWESTERN ENERGY GROUP INC COM NEW5,983 $ 47.89 $ 286,525.870.92%
OTTR689648103OTTER TAIL CORP3,583 $ 88.80 $ 318,170.401.02%
PAGSG68707101PAGSEGURO DIGITAL LTD24,418 $ 13.83 $ 337,700.941.08%
PBF69318G106PBF ENERGY INC6,926 $ 45.81 $ 317,280.061.01%
PECO71844V201PHILLIPS EDISON & CO INC8,347 $ 34.97 $ 291,894.590.93%
PLXS729132100PLEXUS CORP2,816 $ 92.82 $ 261,381.120.84%
PR71424F105PERMIAN RESOURCES CORP22,390 $ 15.52 $ 347,492.801.11%
PSN70202L102PARSONS CORP DEL4,855 $ 81.17 $ 394,080.351.26%
PTEN703481101PATTERSON-UTI ENERGY INC28,194 $ 11.53 $ 325,076.821.04%
REZI76118Y104RESIDEO TECHNOLOGIES INC16,179 $ 22.30 $ 360,791.701.15%
SFM85208M102SPROUTS FMRS MKT INC6,329 $ 61.86 $ 391,511.941.25%
SHOO556269108MADDEN STEVEN LTD7,250 $ 43.27 $ 313,707.501.00%
SIGI816300107SELECTIVE INS GROUP INC3,060 $ 103.66 $ 317,199.601.01%
SKY830830105SKYLINE CHAMPION CORPORATION COM4,100 $ 81.81 $ 335,421.001.07%
SMCI86800U104SUPER MICRO COMPUTER INC1,071 $ 816.54 $ 874,514.342.79%
SSB840441109SOUTHSTATE CORPORATION3,605 $ 82.27 $ 296,583.350.95%
STNEG85158106STONECO LTD16,888 $ 17.26 $ 291,486.880.93%
STNGY7542C130SCORPIO TANKERS INC5,008 $ 66.80 $ 334,534.401.07%
STRL859241101STERLING INFRASTRUCTURE INC3,462 $ 106.14 $ 367,456.681.17%
TCBI88224Q107TEXAS CAP BANCSHARES INC4,711 $ 57.62 $ 271,447.820.87%
TEX880779103TEREX CORP NEW5,299 $ 56.64 $ 300,135.360.96%
TGNA87901J105TEGNA INC19,901 $ 13.53 $ 269,260.530.86%
TMHC87724P106TAYLOR MORRISON HOME CORP5,707 $ 55.24 $ 315,254.681.01%
TPH87265H109TRI POINTE GROUP INC8,601 $ 34.49 $ 296,648.490.95%
UCBI90984P303UNITED CMNTY BKS BLAIRSVLE GA COM10,406 $ 25.56 $ 265,977.360.85%
UFPI90278Q108UFP INDUSTRIES INC2,425 $ 113.00 $ 274,025.000.88%
VLY919794107VALLEY NATL BANCORP28,038 $ 8.00 $ 224,304.000.72%
VRRM92511U102VERRA MOBILITY CORP13,221 $ 21.56 $ 285,044.760.91%
VSH928298108VISHAY INTERTECHNOLOGY INC12,702 $ 21.87 $ 277,792.740.89%
WD93148P102WALKER & DUNLOP INC2,742 $ 94.34 $ 258,680.280.83%
ZD48123V102ZIFF DAVIS INC4,531 $ 68.50 $ 310,373.500.99%
ZWS98983L108ZURN ELKAY WATER SOLNS CORP10,354 $ 31.28 $ 323,873.121.04%
Cash&OtherCash&OtherCash & Other248,866 $ 1.00 $ 248,866.370.80%

Investor Materials

Summary Prospectus Statutory Prospectus Statement of Additional Information Annual Report Semi-Annual Report Q1 Holdings Q3 Holdings

The fund’s investment objectives, risks, charges and expenses must be considered carefully before investing. The prospectus and summary prospectus contains this and other important information about the investment company, or a free, hard-copy may be obtained by calling 1-800-730-3457. Read it carefully before investing.

Investing involves risk. Principal loss is possible. Investing involves risk. Principal loss is possible. When the Fund invests in ADRs as a substitute for an investment directly in the Underlying Shares, the Fund is exposed to the risk that the ADRs may not provide a return that corresponds precisely with that of the Underlying Shares. The Fund is non-diversified, meaning it may concentrate its assets in fewer individual holdings than a diversified fund. Therefore, the Fund is more exposed to individual stock volatility than a diversified fund. A Fund that concentrates its investments in the securities of a particular sector area may be more volatile than a fund that invests in a broader range of industries. The Fund invests in foreign securities which involve political, economic and currency risks, greater volatility and differences in accounting methods. These risks are greater for investments in emerging markets. The Fund invests in smaller companies, which involve additional risks such as limited liquidity and greater volatility. REITs may have limited financial resources, may trade less frequently and in limited volume, and may be more volatile than other securities. Investing in investment companies, such as ETFs will subject the Fund to additional expenses of each investment company and risk of owning the underlying securities held by each. ETFs may trade at a premium or discount to their net asset value. ETFs are bought and sold at market price and not individually redeemed from the fund. Brokerage commissions will reduce returns.

Fund holdings and sector allocations are subject to change at any time and should not be considered recommendations to buy or sell any security. The SEC does not endorse, indemnify, approve, nor disapprove of any security.

The AlphaMark Actively Managed Small Cap ETF are offered only to United States residents, and information on this site is intended only for such persons. Nothing on this web site should be considered a solicitation to buy or an offer to sell shares of any Fund in any jurisdiction where the offer or solicitation would be unlawful under the securities laws of such jurisdiction.

AlphaMark Advisors LLC is the Advisor to the AlphaMark Actively Managed Small Cap ETF which is distributed by Quasar Distributors, LLC.

Documents meet regulatory requirements when viewed using Internet Explorer.