SMCP is actively managed by AlphaMark Advisors and invests primarily in exchange-traded funds (“Underlying ETFs”) that invest in equity securities of small cap companies listed on a U.S. or international exchange (including in emerging markets). The Fund defines “small cap” companies as companies with a total market capitalization of less than $5 billion at the time of purchase. Under normal circumstances, the Fund will invest at least 80% of its net assets directly or indirectly in small cap companies. Investments in Underlying ETFs that, under normal circumstances, invest at least 80% of their net assets in small cap companies will count toward the Fund’s 80% investment policy. The Adviser expects that the Fund will generally invest in Underlying ETFs that track an index of small cap companies in a particular country or geographic region, style (e.g., growth, core, or value), or sector. The Adviser seeks to identify the optimal risk-adjusted investment options in the small cap universe, including investments that are expected to reduce the inherent volatility of owning individual small cap stocks by being highly diversified. The Adviser continually monitors global market conditions and the valuation of specific styles to determine the allocations of the holdings in the Fund.
| Fund Type: | Active ETF |
| Exchange: | NASDAQ |
| Number of Holdings: | 6 |
| Expense Ratio: | 1.22% |
| Fund Advisor: | AlphaMark Advisors LLC |
| Fund Name: | AlphaMark Actively Managed Small Cap ETF |
| Fund Ticker: | SMCP |
| CUSIP: | 26922A834 |
| Net Assets: | $ 22,411,096.92 |
| Shares Outstanding: | 950,000 |
| Median 30 Day Spread Percentage: | 0.38 |
Median 30 Day Spread is a calculation of Fund’s median bid-ask spread, expressed as a percentage rounded to the nearest hundredth, computed by: identifying the Fund’s national best bid and national best offer as of the end of each 10 second interval during each trading day of the last 30 calendar days; dividing the difference between each such bid and offer by the midpoint of the national best bid and national best offer; and identifying the median of those values.
| Latest Close: | $23.62 |
| NAV – SMCP: | 23.59 |
| Premium/Discount: | 0.14 |
| Pricing Date: | 03/23/2023 |
| Stock Ticker | C U S I P | Security Name | Shares | Price | Market Value | Weightings |
|---|---|---|---|---|---|---|
| EEMS | 464286475 | ISHARES INC EM MKT SM-CP ETF | 65,533 | 49.636500 | $ 3,252,828.75 | 14.51% |
| IWM | 464287655 | ISHARES TR RUSSELL 2000 ETF | 3,097 | 170.250000 | $ 527,264.25 | 2.35% |
| IWN | 464287630 | ISHARES RUSSELL 2000 VALUE INDEX FUND | 57,660 | 130.780000 | $ 7,540,774.80 | 33.65% |
| IWO | 464287648 | ISHARES RUSSELL 2000 GROWTH INDEX FUND | 37,686 | 216.530000 | $ 8,160,149.58 | 36.41% |
| SCZ | 464288273 | ISHARES TR EAFE SML CP ETF | 45,809 | 57.830000 | $ 2,649,134.47 | 11.82% |
| Cash&Other | Cash&Other | Cash & Other | 279,346 | 1.000000 | $ 279,345.69 | 1.25% |
The fund’s investment objectives, risks, charges and expenses must be considered carefully before investing. The prospectus and summary prospectus contains this and other important information about the investment company, or a free, hard-copy may be obtained by calling 1-800-730-3457. Read it carefully before investing.
Investing involves risk. Principal loss is possible. Investing involves risk. Principal loss is possible. When the Fund invests in ADRs as a substitute for an investment directly in the Underlying Shares, the Fund is exposed to the risk that the ADRs may not provide a return that corresponds precisely with that of the Underlying Shares. The Fund is non-diversified, meaning it may concentrate its assets in fewer individual holdings than a diversified fund. Therefore, the Fund is more exposed to individual stock volatility than a diversified fund. A Fund that concentrates its investments in the securities of a particular sector area may be more volatile than a fund that invests in a broader range of industries. The Fund invests in foreign securities which involve political, economic and currency risks, greater volatility and differences in accounting methods. These risks are greater for investments in emerging markets. The Fund invests in smaller companies, which involve additional risks such as limited liquidity and greater volatility. REITs may have limited financial resources, may trade less frequently and in limited volume, and may be more volatile than other securities. Investing in investment companies, such as ETFs will subject the Fund to additional expenses of each investment company and risk of owning the underlying securities held by each. ETFs may trade at a premium or discount to their net asset value. ETFs are bought and sold at market price and not individually redeemed from the fund. Brokerage commissions will reduce returns.
Fund holdings and sector allocations are subject to change at any time and should not be considered recommendations to buy or sell any security. The SEC does not endorse, indemnify, approve, nor disapprove of any security.
The AlphaMark Actively Managed Small Cap ETF are offered only to United States residents, and information on this site is intended only for such persons. Nothing on this web site should be considered a solicitation to buy or an offer to sell shares of any Fund in any jurisdiction where the offer or solicitation would be unlawful under the securities laws of such jurisdiction.
AlphaMark Advisors LLC is the Advisor to the AlphaMark Actively Managed Small Cap ETF which is distributed by Quasar Distributors, LLC.
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