AlphaMark Actively Managed Small Cap ETF (SMCP)

SMCP is actively managed by AlphaMark Advisors and invests primarily in exchange-traded funds (“Underlying ETFs”) that invest in equity securities of small cap companies listed on a U.S. or international exchange (including in emerging markets). The Fund defines “small cap” companies as companies with a total market capitalization of less than $5 billion at the time of purchase. Under normal circumstances, the Fund will invest at least 80% of its net assets directly or indirectly in small cap companies. Investments in Underlying ETFs that, under normal circumstances, invest at least 80% of their net assets in small cap companies will count toward the Fund’s 80% investment policy. The Adviser expects that the Fund will generally invest in Underlying ETFs that track an index of small cap companies in a particular country or geographic region, style (e.g., growth, core, or value), or sector. The Adviser seeks to identify the optimal risk-adjusted investment options in the small cap universe, including investments that are expected to reduce the inherent volatility of owning individual small cap stocks by being highly diversified. The Adviser continually monitors global market conditions and the valuation of specific styles to determine the allocations of the holdings in the Fund.

FUND DETAILS (data as of 09/20/2023)

Fund Type:Active ETF
Number of Holdings:101
Expense Ratio:1.22%
Fund Advisor:AlphaMark Advisors LLC
Fund Name: AlphaMark Actively Managed Small Cap ETF
Fund Ticker: SMCP
CUSIP: 26922A834
Net Assets: $ 25,079,368.20
Shares Outstanding: 1,000,000
Median 30 Day Spread Percentage: 0.32

Median 30 Day Spread is a calculation of Fund’s median bid-ask spread, expressed as a percentage rounded to the nearest hundredth, computed by: identifying the Fund’s national best bid and national best offer as of the end of each 10 second interval during each trading day of the last 30 calendar days; dividing the difference between each such bid and offer by the midpoint of the national best bid and national best offer; and identifying the median of those values.

Latest Price Information Premium/Discount History

Latest Close: $25.15
NAV – SMCP: 25.08
Premium/Discount: 0.27
Pricing Date: 09/20/2023

Holdings ( as of 09/21/2023 )

Stock Ticker C U S I P Security Name Shares Price Market Value Weightings
ABCB03076K108AMERIS BANCORP6,27238.160000 $ 239,339.520.95%
ABR038923108ARBOR REALTY TRUST INC15,12015.480000 $ 234,057.600.93%
ACIW004498101ACI WORLDWIDE INC11,64823.330000 $ 271,747.841.08%
AEIS007973100ADVANCED ENERGY INDS2,198100.830000 $ 221,624.340.88%
AEL025676206AMERICAN EQTY INVT LIFE HLD CO COM4,98053.990000 $ 268,870.201.07%
AEO02553E106AMERICAN EAGLE OUTFITTERS INC COM19,06914.600000 $ 278,407.401.11%
AIT03820C105APPLIED INDL TECHNOLOGIES INC COM1,858153.510000 $ 285,221.581.14%
ALIT01626W101ALIGHT INC27,1567.550000 $ 205,027.800.82%
AMKR031652100AMKOR TECHNOLOGY INC8,99322.430000 $ 201,712.990.80%
APAM04316A108ARTISAN PARTNERS ASSET MGMT IN CL A6,47537.330000 $ 241,711.750.96%
APLE03784Y200APPLE HOSPITALITY REIT INC17,24315.800000 $ 272,439.401.09%
ARCB03937C105ARCBEST CORP2,23098.460000 $ 219,565.800.88%
ASB045487105ASSOCIATED BANC CORP13,86817.440000 $ 241,857.920.96%
ASGN00191U102ASGN INC3,38180.550000 $ 272,339.551.09%
ASO00402L107ACADEMY SPORTS & OUTDOORS INC COM4,53848.690000 $ 220,955.220.88%
ATKR047649108ATKORE INC1,692149.040000 $ 252,175.681.01%
BCC09739D100BOISE CASCADE CO DEL2,61399.820000 $ 260,829.661.04%
BDC077454106BELDEN INC2,81395.650000 $ 269,063.451.07%
BECN073685109BEACON ROOFING SUPPLY INC3,16576.600000 $ 242,439.000.97%
BTU704551100PEABODY ENERGY CORP12,34523.450000 $ 289,490.251.15%
CADE12740C103CADENCE BANK10,75420.880000 $ 224,543.520.90%
CATY149150104CATHAY GEN BANCORP6,96135.660000 $ 248,229.260.99%
CBU203607106COMMUNITY BK SYS INC5,06541.910000 $ 212,274.150.85%
CEIX20854L108CONSOL ENERGY INC NEW3,69496.920000 $ 358,022.481.43%
CHRD674215207CHORD ENERGY CORPORATION1,710155.260000 $ 265,494.601.06%
CHX15872M104CHAMPIONX CORPORATION7,67436.490000 $ 280,024.261.12%
CIVI17888H103CIVITAS RESOURCES INC3,60779.780000 $ 287,766.461.15%
CMC201723103COMMERCIAL METALS CO4,73550.360000 $ 238,454.600.95%
CNX12653C108CNX RES CORP13,36721.800000 $ 291,400.601.16%
COOP62482R107MR COOPER GROUP INC4,48453.960000 $ 241,956.640.96%
CRC13057Q305CALIFORNIA RES CORP5,06656.360000 $ 285,519.761.14%
ESNTG3198U102ESSENT GROUP LTD5,35549.190000 $ 263,412.451.05%
EVTC30040P103EVERTEC INC6,76037.140000 $ 251,066.401.00%
FFIN32020R109FIRST FINL BANKSHARES INC8,16725.960000 $ 212,015.320.85%
FOXF35138V102FOX FACTORY HLDG CORP2,449101.110000 $ 247,618.390.99%
FULT360271100FULTON FINL CORP PA18,72112.450000 $ 233,076.450.93%
FWRD349853101FORWARD AIR CORP2,23466.860000 $ 149,365.240.60%
GBCI37637Q105GLACIER BANCORP INC NEW8,04127.530000 $ 221,368.730.88%
GMS36251C103GMS INC3,65263.170000 $ 230,696.840.92%
HELEG4388N106HELEN OF TROY LTD1,880114.580000 $ 215,410.400.86%
HLNE407497106HAMILTON LANE INC3,07291.380000 $ 280,719.361.12%
HOMB436893200HOME BANCSHARES INC11,03521.420000 $ 236,369.700.94%
HP423452101HELMERICH & PAYNE INC5,99344.350000 $ 265,789.551.06%
HUBG443320106HUB GROUP INC2,96479.930000 $ 236,912.520.94%
HWC410120109HANCOCK WHITNEY CORPORATION6,04437.250000 $ 225,139.000.90%
IDCC45867G101INTERDIGITAL INC2,91381.900000 $ 238,574.700.95%
INDB453836108INDEPENDENT BK CORP MASS4,44449.430000 $ 219,666.920.88%
INMDM5425M103INMODE LTD6,21633.070000 $ 205,563.120.82%
IOSP45768S105INNOSPEC INC2,517101.420000 $ 255,274.141.02%
JXN46817M107JACKSON FINANCIAL INC8,15139.040000 $ 318,215.041.27%
KBH48666K109KB HOME4,90648.060000 $ 235,782.360.94%
KFY500643200KORN FERRY5,10248.170000 $ 245,763.340.98%
KLIC501242101KULICKE & SOFFA INDS INC4,47547.620000 $ 213,099.500.85%
KMT489170100KENNAMETAL INC9,05524.890000 $ 225,378.950.90%
LBRT53115L104LIBERTY ENERGY INC16,79717.970000 $ 301,842.091.20%
LGIH50187T106LGI HOMES INC1,946107.250000 $ 208,708.500.83%
LIVNG5509L101LIVANOVA PLC4,60957.100000 $ 263,173.901.05%
LXP529043101LXP INDUSTRIAL TRUST25,8659.660000 $ 249,855.901.00%
MATX57686G105MATSON INC2,84487.220000 $ 248,053.680.99%
MDC552676108M D C HLDGS INC5,21742.650000 $ 222,505.050.89%
MGY559663109MAGNOLIA OIL & GAS CORP12,06022.470000 $ 270,988.201.08%
MHO55305B101M/I HOMES INC2,67687.850000 $ 235,086.600.94%
MTDR576485205MATADOR RES CO4,95458.030000 $ 287,480.621.15%
MTH59001A102MERITAGE HOMES CORP1,770126.630000 $ 224,135.100.89%
MUR626717102MURPHY OIL CORP6,26944.330000 $ 277,904.771.11%
MXL57776J100MAXLINEAR INC10,70721.710000 $ 232,448.970.93%
NHI63633D104NATIONAL HEALTH INVS INC4,84150.700000 $ 245,438.700.98%
NPO29355X107ENPRO INDS INC1,951121.050000 $ 236,168.550.94%
NSIT45765U103INSIGHT ENTERPRISES INC1,837150.010000 $ 275,568.371.10%
ONB680033107OLD NATL BANCORP IND15,66214.790000 $ 231,640.980.92%
OTTR689648103OTTER TAIL CORP3,29378.800000 $ 259,488.401.03%
PR71424F105PERMIAN RESOURCES CORP23,47113.180000 $ 309,347.781.23%
PRGS743312100PROGRESS SOFTWARE CORP4,55856.850000 $ 259,122.301.03%
PTEN703481101PATTERSON-UTI ENERGY INC17,46914.980000 $ 261,685.621.04%
RDN750236101RADIAN GROUP INC9,85525.790000 $ 254,160.451.01%
RUSHA781846209RUSH ENTERPRISES INC6,27840.350000 $ 253,317.301.01%
SFBS81768T108SERVISFIRST BANCSHARES INC4,48249.400000 $ 221,410.800.88%
SFM85208M102SPROUTS FMRS MKT INC6,84540.800000 $ 279,276.001.11%
SHOO556269108MADDEN STEVEN LTD7,88831.390000 $ 247,604.320.99%
SIGI816300107SELECTIVE INS GROUP INC2,551102.950000 $ 262,625.451.05%
SM78454L100SM ENERGY CO7,43537.950000 $ 282,158.251.13%
SPXC78473E103SPX TECHNOLOGIES INC3,21479.830000 $ 256,573.621.02%
SSB840441109SOUTHSTATE CORPORATION3,43368.830000 $ 236,293.390.94%
SSD829073105SIMPSON MFG INC1,685150.910000 $ 254,283.351.01%
STNEG85158106STONECO LTD19,29010.750000 $ 207,367.500.83%
TCBI88224Q107TEXAS CAP BANCSHARES INC4,16760.580000 $ 252,436.861.01%
TEX880779103TEREX CORP NEW4,64258.320000 $ 270,721.441.08%
TGNA87901J105TEGNA INC15,76414.960000 $ 235,829.440.94%
UBSI909907107UNITED BANKSHARES INC WEST VA COM8,05527.060000 $ 217,968.300.87%
UCBI90984P303UNITED CMNTY BKS BLAIRSVLE GA COM9,18925.640000 $ 235,605.960.94%
UFPI90278Q108UFP INDUSTRIES INC2,615101.660000 $ 265,840.901.06%
UMBF902788108UMB FINL CORP3,77061.320000 $ 231,176.400.92%
VLY919794107VALLEY NATL BANCORP26,2218.730000 $ 228,909.330.91%
VRNT92343X100VERINT SYS INC7,21524.830000 $ 179,148.450.71%
VRRM92511U102VERRA MOBILITY CORP13,07118.830000 $ 246,126.930.98%
VSH928298108VISHAY INTERTECHNOLOGY INC9,51424.530000 $ 233,378.420.93%
WD93148P102WALKER & DUNLOP INC2,93578.730000 $ 231,072.550.92%
WHD127203107CACTUS INC5,38148.470000 $ 260,817.071.04%
WIRE292562105ENCORE WIRE CORP1,609177.440000 $ 285,500.961.14%
ZD48123V102ZIFF DAVIS INC3,71366.990000 $ 248,733.870.99%
Cash&OtherCash&OtherCash & Other250,9931.000000 $ 250,993.171.00%

Investor Materials

Summary Prospectus Statutory Prospectus Statement of Additional Information Annual Report Semi-Annual Report Q1 Holdings Q3 Holdings

The fund’s investment objectives, risks, charges and expenses must be considered carefully before investing. The prospectus and summary prospectus contains this and other important information about the investment company, or a free, hard-copy may be obtained by calling 1-800-730-3457. Read it carefully before investing.

Investing involves risk. Principal loss is possible. Investing involves risk. Principal loss is possible. When the Fund invests in ADRs as a substitute for an investment directly in the Underlying Shares, the Fund is exposed to the risk that the ADRs may not provide a return that corresponds precisely with that of the Underlying Shares. The Fund is non-diversified, meaning it may concentrate its assets in fewer individual holdings than a diversified fund. Therefore, the Fund is more exposed to individual stock volatility than a diversified fund. A Fund that concentrates its investments in the securities of a particular sector area may be more volatile than a fund that invests in a broader range of industries. The Fund invests in foreign securities which involve political, economic and currency risks, greater volatility and differences in accounting methods. These risks are greater for investments in emerging markets. The Fund invests in smaller companies, which involve additional risks such as limited liquidity and greater volatility. REITs may have limited financial resources, may trade less frequently and in limited volume, and may be more volatile than other securities. Investing in investment companies, such as ETFs will subject the Fund to additional expenses of each investment company and risk of owning the underlying securities held by each. ETFs may trade at a premium or discount to their net asset value. ETFs are bought and sold at market price and not individually redeemed from the fund. Brokerage commissions will reduce returns.

Fund holdings and sector allocations are subject to change at any time and should not be considered recommendations to buy or sell any security. The SEC does not endorse, indemnify, approve, nor disapprove of any security.

The AlphaMark Actively Managed Small Cap ETF are offered only to United States residents, and information on this site is intended only for such persons. Nothing on this web site should be considered a solicitation to buy or an offer to sell shares of any Fund in any jurisdiction where the offer or solicitation would be unlawful under the securities laws of such jurisdiction.

AlphaMark Advisors LLC is the Advisor to the AlphaMark Actively Managed Small Cap ETF which is distributed by Quasar Distributors, LLC.

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