AlphaMark Actively Managed Small Cap ETF (SMCP)

SMCP is actively managed and invests primarily in equity securities of small cap companies listed on a U.S. exchange and selected by AlphaMark Advisors, LLC, the Fund’s investment adviser (the “Adviser”). Under normal circumstances, the Fund will invest at least 80% of its net assets (plus any borrowings for investment purposes) in small cap companies. The Fund defines “small cap” companies as companies with a total market capitalization of less than $7 billion at the time of purchase. The Fund defines “equity securities” to include common and preferred stock, American Depositary Receipts (“ADRs”), and real estate investment trusts (“REITs”). The Adviser seeks to invest in companies with a proven history of consistent growth, sustainable earnings momentum and the ability to produce a reliable stream of cash flow during all economic cycles. The Adviser uses a “bottom-up” internal stock screening process designed to identify companies that produce reliable cash flow streams and are priced at a level that provides for growth opportunity. In selecting securities for the Fund, the Adviser considers a company’s debt-to-capital ratio and 3-year average EBITDA margin. The Adviser also considers public analysts’ earnings estimates, seeking to invest in companies with high, positive percentage changes in earnings estimates. The Adviser seeks to invest in companies that are the most undervalued based on these fundamental factors. The Fund maintains a portfolio of approximately 100 companies, each with a maximum weighting of 1.5% at the time of purchase.

FUND DETAILS (data as of 07/19/2024)

Fund Type:Active ETF
Exchange:NASDAQ
Number of Holdings:102
Expense Ratio:0.90%
Fund Advisor:AlphaMark Advisors LLC
Fund Name: AlphaMark Actively Managed Small Cap ETF
Fund Ticker: SMCP
CUSIP: 26922A834
Net Assets: $ 34,149,616.79
Shares Outstanding: 1,050,000
Median 30 Day Spread Percentage: 0.36

Median 30 Day Spread is a calculation of Fund’s median bid-ask spread, expressed as a percentage rounded to the nearest hundredth, computed by: identifying the Fund’s national best bid and national best offer as of the end of each 10 second interval during each trading day of the last 30 calendar days; dividing the difference between each such bid and offer by the midpoint of the national best bid and national best offer; and identifying the median of those values.

Latest Price Information Premium/Discount History

Latest Close: $32.41
NAV – SMCP: 32.52
Premium/Discount: -0.35
Pricing Date: 07/19/2024

Holdings ( as of 07/22/2024 )

Stock Ticker C U S I P Security Name Shares Price Market Value Weightings
ACLS054540208Axcelis Technologies Inc3,017 $ 127.96 $ 386,055.321.13%
AEO02553E106American Eagle Outfitters Inc12,948 $ 19.83 $ 256,758.840.75%
AIN012348108Albany International Corp3,756 $ 88.91 $ 333,945.960.98%
AIR000361105AAR Corp4,449 $ 64.42 $ 286,604.580.84%
AIT03820C105Applied Industrial Technologies Inc1,699 $ 203.78 $ 346,222.221.01%
ALE018522300ALLETE Inc5,086 $ 63.70 $ 323,978.200.95%
ALKSG01767105Alkermes PLC12,781 $ 24.83 $ 317,352.230.93%
ALTMG0508H110Arcadium Lithium PLC67,443 $ 3.51 $ 236,724.930.69%
AMKR031652100Amkor Technology Inc10,118 $ 39.77 $ 402,392.861.18%
AMR020764106Alpha Metallurgical Resources Inc952 $ 307.34 $ 292,587.680.86%
ANF002896207Abercrombie & Fitch Co2,549 $ 158.51 $ 404,041.991.18%
APLE03784Y200Apple Hospitality REIT Inc20,664 $ 14.93 $ 308,513.520.90%
ARCB03937C105ArcBest Corp2,832 $ 119.48 $ 338,367.360.99%
ARCH03940R107Arch Resources Inc1,956 $ 151.86 $ 297,038.160.87%
ASO00402L107Academy Sports & Outdoors Inc5,412 $ 53.70 $ 290,624.400.85%
ATKR047649108Atkore Inc1,754 $ 141.83 $ 248,769.820.73%
AVAV008073108AeroVironment Inc1,888 $ 164.23 $ 310,066.240.91%
AX05465C100Axos Financial Inc5,529 $ 70.87 $ 391,840.231.15%
AXNX05465P101Axonics Inc4,589 $ 67.72 $ 310,767.080.91%
BAM113004105Brookfield Asset Management Ltd7,931 $ 41.10 $ 325,964.100.95%
BANF05945F103BancFirst Corp3,389 $ 104.88 $ 355,438.321.04%
BCC09739D100Boise Cascade Co2,325 $ 130.84 $ 304,203.000.89%
BTU704551100Peabody Energy Corp14,313 $ 23.03 $ 329,628.390.97%
CADE12740C103Cadence Bank10,870 $ 31.75 $ 345,122.501.01%
CALM128030202Cal-Maine Foods Inc5,554 $ 65.20 $ 362,120.801.06%
CARG141788109Cargurus Inc13,749 $ 25.82 $ 354,999.181.04%
CATY149150104Cathay General Bancorp8,723 $ 42.00 $ 366,366.001.07%
CEIX20854L108CONSOL Energy Inc3,769 $ 100.14 $ 377,427.661.11%
CMC201723103Commercial Metals Co5,663 $ 57.60 $ 326,188.800.96%
COOP62482R107Mr Cooper Group Inc3,959 $ 88.01 $ 348,431.591.02%
CRC13057Q305California Resources Corp6,006 $ 51.89 $ 311,651.340.91%
CVBF126600105CVB Financial Corp18,320 $ 19.01 $ 348,263.201.02%
DIOD254543101Diodes Inc4,323 $ 79.36 $ 343,073.281.00%
DY267475101Dycom Industries Inc2,200 $ 174.86 $ 384,692.001.13%
ENSG29358P101Ensign Group Inc/The2,569 $ 135.47 $ 348,022.431.02%
ESNTG3198U102Essent Group Ltd5,726 $ 60.60 $ 346,995.601.02%
EXLS302081104ExlService Holdings Inc10,556 $ 33.96 $ 358,481.761.05%
FBP318672706First BanCorp/Puerto Rico17,357 $ 20.65 $ 358,422.051.05%
FELE353514102Franklin Electric Co Inc3,144 $ 102.51 $ 322,291.440.94%
FGXXX31846V336First American Government Obligations Fund 12/01/2031262,731 $ 100.00 $ 262,730.940.77%
FLR343412102Fluor Corp7,594 $ 47.78 $ 362,841.321.06%
FNG3323L100Fabrinet1,778 $ 236.23 $ 420,016.941.23%
FRME320817109First Merchants Corp8,975 $ 38.72 $ 347,512.001.02%
FSS313855108Federal Signal Corp3,820 $ 91.98 $ 351,363.601.03%
FULT360271100Fulton Financial Corp18,158 $ 19.55 $ 354,988.901.04%
HAE405024100Haemonetics Corp3,331 $ 88.73 $ 295,559.630.87%
HP423452101Helmerich & Payne Inc8,031 $ 38.21 $ 306,864.510.90%
HQY42226A107HealthEquity Inc3,848 $ 73.38 $ 282,366.240.83%
HWC410120109Hancock Whitney Corp6,622 $ 53.63 $ 355,137.861.04%
IDCC45867G101InterDigital Inc3,134 $ 122.15 $ 382,818.101.12%
INSWY41053102International Seaways Inc5,616 $ 56.17 $ 315,450.720.92%
IOSP45768S105Innospec Inc2,548 $ 126.38 $ 322,016.240.94%
IPAR458334109Inter Parfums Inc2,654 $ 123.94 $ 328,936.760.96%
ITCI46116X101Intra-Cellular Therapies Inc4,219 $ 74.86 $ 315,834.340.92%
ITGR45826H109Integer Holdings Corp2,795 $ 126.11 $ 352,477.451.03%
JXN46817M107Jackson Financial Inc4,441 $ 82.29 $ 365,449.891.07%
KAI48282T104Kadant Inc1,173 $ 331.84 $ 389,248.321.14%
KBH48666K109KB Home4,675 $ 80.00 $ 374,000.001.10%
KFY500643200Korn Ferry5,016 $ 70.11 $ 351,671.761.03%
KLIC501242101Kulicke & Soffa Industries Inc6,918 $ 47.77 $ 330,472.860.97%
KRYS501147102Krystal Biotech Inc1,922 $ 203.66 $ 391,434.521.15%
LANC513847103Lancaster Colony Corp1,603 $ 183.94 $ 294,855.820.86%
LRN86333M108Stride Inc4,625 $ 70.05 $ 323,981.250.95%
LXP529043101LXP Industrial Trust36,316 $ 10.04 $ 364,612.641.07%
MARA565788106Marathon Digital Holdings Inc19,096 $ 24.73 $ 472,244.081.38%
MATX57686G105Matson Inc2,909 $ 127.53 $ 370,984.771.09%
MGEE55277P104MGE Energy Inc3,886 $ 83.96 $ 326,268.560.96%
MTH59001A102Meritage Homes Corp1,842 $ 190.10 $ 350,164.201.03%
MTSI55405Y100MACOM Technology Solutions Holdings Inc3,096 $ 104.27 $ 322,819.920.95%
MWA624758108Mueller Water Products Inc19,288 $ 19.71 $ 380,166.481.11%
NARI45332Y109Inari Medical Inc7,377 $ 54.90 $ 404,997.301.19%
NEOG640491106Neogen Corp25,050 $ 16.33 $ 409,066.501.20%
NMIH629209305NMI Holdings Inc9,696 $ 37.48 $ 363,406.081.06%
ONTO683344105Onto Innovation Inc1,657 $ 197.01 $ 326,445.570.96%
OSIS671044105OSI Systems Inc2,341 $ 145.32 $ 340,194.121.00%
PAGSG68707101Pagseguro Digital Ltd24,908 $ 12.96 $ 322,807.680.95%
PBF69318G106PBF Energy Inc5,880 $ 38.75 $ 227,850.000.67%
PPBI69478X105Pacific Premier Bancorp Inc13,810 $ 27.25 $ 376,322.501.10%
PR71424F105Permian Resources Corp18,666 $ 16.09 $ 300,335.940.88%
PRMW74167P108Primo Water Corp16,151 $ 20.45 $ 330,287.950.97%
PSMT741511109PriceSmart Inc3,763 $ 87.04 $ 327,531.520.96%
PSN70202L102Parsons Corp3,953 $ 77.48 $ 306,278.440.90%
QLYS74758T303Qualys Inc1,857 $ 142.55 $ 264,715.350.78%
RDN750236101Radian Group Inc10,168 $ 34.91 $ 354,964.881.04%
RIOT767292105Riot Platforms Inc31,249 $ 12.03 $ 375,925.471.10%
RMBS750917106Rambus Inc5,817 $ 57.97 $ 337,211.490.99%
ROCK374689107Gibraltar Industries Inc4,456 $ 76.40 $ 340,438.401.00%
SDRLG7997W102Seadrill Ltd6,364 $ 52.75 $ 335,701.000.98%
SFM85208M102Sprouts Farmers Market Inc4,773 $ 82.02 $ 391,481.461.15%
SHO867892101Sunstone Hotel Investors Inc29,997 $ 10.41 $ 312,268.770.91%
SHOO556269108Steven Madden Ltd7,785 $ 43.80 $ 340,983.001.00%
STNEG85158106StoneCo Ltd19,496 $ 12.95 $ 252,473.200.74%
STNGY7542C130Scorpio Tankers Inc4,427 $ 75.35 $ 333,574.450.98%
TCBI88224Q107Texas Capital Bancshares Inc5,257 $ 66.00 $ 346,962.001.02%
TMHC87724P106Taylor Morrison Home Corp5,474 $ 64.30 $ 351,978.201.03%
UMBF902788108UMB Financial Corp3,845 $ 94.71 $ 364,159.951.07%
WD93148P102Walker & Dunlop Inc3,308 $ 107.17 $ 354,518.361.04%
WSFS929328102WSFS Financial Corp7,009 $ 54.82 $ 384,233.381.13%
WTS942749102Watts Water Technologies Inc1,535 $ 196.36 $ 301,412.600.88%
ZD48123V102Ziff Davis Inc6,197 $ 49.98 $ 309,726.060.91%
ZWS98983L108Zurn Elkay Water Solutions Corp9,792 $ 30.96 $ 303,160.320.89%
Cash&OtherCash&OtherCash & Other-8,372 $ 1.00($ 8,372.14)-0.02%

Investor Materials

Summary Prospectus Statutory Prospectus Statement of Additional Information Annual Report Semi-Annual Report Q1 Holdings Q3 Holdings

The fund’s investment objectives, risks, charges and expenses must be considered carefully before investing. The prospectus and summary prospectus contains this and other important information about the investment company, or a free, hard-copy may be obtained by calling 1-800-730-3457. Read it carefully before investing.

Investing involves risk. Principal loss is possible. Investing involves risk. Principal loss is possible. When the Fund invests in ADRs as a substitute for an investment directly in the Underlying Shares, the Fund is exposed to the risk that the ADRs may not provide a return that corresponds precisely with that of the Underlying Shares. The Fund is non-diversified, meaning it may concentrate its assets in fewer individual holdings than a diversified fund. Therefore, the Fund is more exposed to individual stock volatility than a diversified fund. A Fund that concentrates its investments in the securities of a particular sector area may be more volatile than a fund that invests in a broader range of industries. The Fund invests in foreign securities which involve political, economic and currency risks, greater volatility and differences in accounting methods. These risks are greater for investments in emerging markets. The Fund invests in smaller companies, which involve additional risks such as limited liquidity and greater volatility. REITs may have limited financial resources, may trade less frequently and in limited volume, and may be more volatile than other securities. Investing in investment companies, such as ETFs will subject the Fund to additional expenses of each investment company and risk of owning the underlying securities held by each. ETFs may trade at a premium or discount to their net asset value. ETFs are bought and sold at market price and not individually redeemed from the fund. Brokerage commissions will reduce returns.

Fund holdings and sector allocations are subject to change at any time and should not be considered recommendations to buy or sell any security. The SEC does not endorse, indemnify, approve, nor disapprove of any security.

The AlphaMark Actively Managed Small Cap ETF are offered only to United States residents, and information on this site is intended only for such persons. Nothing on this web site should be considered a solicitation to buy or an offer to sell shares of any Fund in any jurisdiction where the offer or solicitation would be unlawful under the securities laws of such jurisdiction.

AlphaMark Advisors LLC is the Advisor to the AlphaMark Actively Managed Small Cap ETF which is distributed by Quasar Distributors, LLC.

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