Anne Haggerty joined AlphaMark Advisors in December 2007. Anne graduated from The Ohio State University in Columbus, Ohio with a Bachelors of Science, majoring in Accounting. Anne took over as Chief Compliance Officer at AlphaMark in 2009 and obtained the Investment Adviser Certified Compliance Professional Certificate in 2011. Anne is responsible for maintaining AlphaMark’s Compliance Program, acts as the CCO for the AlphaMark Large Cap Mutual Fund and provides compliance support for the AlphaMark Actively Managed Small Cap ETF. Prior to joining AlphaMark, Anne’s concentration was focused in the operational area and has worked in the investment management industry since 1985. Anne continues to oversee client and firm performance, client reporting, daily account reconciliation/pricing/account maintenance, and mutual fund and ETF back office functions.
Anne M. Haggerty, IACCP®
Chief Compliance Officer and Director of Operations