AlphaMark Actively Managed Small Cap ETF (SMCP)

SMCP is designed to invest in U.S. listed securities, including American depositary receipts, which are less than $5 billion in market capitalization. AlphaMark will take a “bottom up” approach to target stocks exhibiting consistent growth, earnings and cash flow to arrive at a portfolio of 25-40 stocks based on earnings momentum, cash flows relative to capital spending, and reviews of financial statements, enterprise value and management. Cash flow is a revenue or expense stream that changes a cash account over a given period. Cash inflows usually arise from one of three activities - financing, operations or investing - although this also occurs as a result of donations or gifts in the case of personal finance.

FUND DETAILS (data as of 07/13/2018)

Fund Type:Active ETF
Number of Holdings:33
Expense Ratio:0.90%
Fund Advisor:AlphaMark Advisors LLC
Fund Name: AlphaMark Actively Managed Small Cap ETF
Fund Ticker: SMCP
CUSIP: 26922A834
Net Assets: $ 28,233,732.37
Shares Outstanding: 1,050,000

Latest Price Information Premium/Discount History

Latest Close: $26.85
NAV – SMCP: 26.89
Premium/Discount: -0.15
Pricing Date: 07/13/2018

Holdings ( as of 07/16/2018 )

Stock Ticker Security Name Shares Price Market Value Weightings
AKSAK STL HLDG CORP60,0004.610000 $ 276,600.000.98%
ALRMALARM COM HLDGS INC9,30042.930000 $ 399,249.001.41%
AMNAMN HEALTHCARE SERVICES INC15,72659.550000 $ 936,483.303.32%
ANIPANI PHARMACEUTICALS INC11,10070.880000 $ 786,768.002.79%
BABYNATUS MEDICAL INC DEL26,78132.500000 $ 870,382.503.08%
BASBASIC ENERGY SVCS INC NEW31,59611.650000 $ 368,093.401.30%
BBSIBARRETT BUSINESS SERVICES INC COM5,00097.400000 $ 487,000.001.72%
BEATBIOTELEMETRY INC23,07749.250000 $ 1,136,542.254.03%
CPSCOOPER STD HLDGS INC8,219134.190000 $ 1,102,907.613.91%
CRTOCRITEO S A23,00034.000000 $ 782,000.002.77%
DPLODIPLOMAT PHARMACY INC41,04626.290000 $ 1,079,099.343.82%
EBSEMERGENT BIOSOLUTIONS INC11,52754.960000 $ 633,523.922.24%
ECHOECHO GLOBAL LOGISTICS INC30,12329.750000 $ 896,159.253.17%
ENTAENANTA PHARMACEUTICALS INC7,775123.050000 $ 956,713.753.39%
HIIQHEALTH INS INNOVATIONS INC33,60032.700000 $ 1,098,720.003.89%
HOLIHOLLYSYS AUTOMATION TECHNOLOGI SHS38,11521.610000 $ 823,665.152.92%
HZOMARINEMAX INC20,00020.750000 $ 415,000.001.47%
IIVIII VI INC20,07143.450000 $ 872,084.953.09%
LGIHLGI HOMES INC12,46058.270000 $ 726,044.202.57%
LOBLIVE OAK BANCSHARES INC13,00031.500000 $ 409,500.001.45%
LRNK12 INC62,03117.670000 $ 1,096,087.773.88%
MKTXMARKETAXESS HLDGS INC4,635205.860000 $ 954,161.103.38%
MPAAMOTORCAR PTS AMER INC43,16619.350000 $ 835,262.102.96%
NANONANOMETRICS INC11,70037.020000 $ 433,134.001.53%
NVEENV5 GLOBAL INC6,50074.000000 $ 481,000.001.70%
PATKPATRICK INDS INC10,40059.300000 $ 616,720.002.18%
PFBCPREFERRED BK LOS ANGELES CA7,07064.840000 $ 458,418.801.62%
RPREALPAGE INC15,75557.450000 $ 905,124.753.21%
SSTKSHUTTERSTOCK INC18,77351.160000 $ 960,426.683.40%
UEPSNET 1 UEPS TECHNOLOGIES INC87,2449.390000 $ 819,221.162.90%
UPLDUPLAND SOFTWARE INC8,00035.660000 $ 285,280.001.01%
WDWALKER & DUNLOP INC5,40057.330000 $ 309,582.001.10%
Cash&OtherCash & Other5,022,8101.000000 $ 5,022,810.0217.79%

Investor Materials

Summary Prospectus Statutory Prospectus Statement of Additional Information Registration XBRL Annual Report Semi-Annual Report

The fund’s investment objectives, risks, charges and expenses must be considered carefully before investing. The prospectus and summary prospectus contains this and other important information about the investment company, or a free, hard-copy may be obtained by calling 1-800-730-3457. Read it carefully before investing.

Investing involves risk. Principal loss is possible. Investing involves risk. Principal loss is possible. When the Fund invests in ADRs as a substitute for an investment directly in the Underlying Shares, the Fund is exposed to the risk that the ADRs may not provide a return that corresponds precisely with that of the Underlying Shares. The Fund is non-diversified, meaning it may concentrate its assets in fewer individual holdings than a diversified fund. Therefore, the Fund is more exposed to individual stock volatility than a diversified fund. A Fund that concentrates its investments in the securities of a particular sector area may be more volatile than a fund that invests in a broader range of industries. The Fund invests in foreign securities which involve political, economic and currency risks, greater volatility and differences in accounting methods. These risks are greater for investments in emerging markets. The Fund invests in smaller companies, which involve additional risks such as limited liquidity and greater volatility. REITs may have limited financial resources, may trade less frequently and in limited volume, and may be more volatile than other securities. Investing in investment companies, such as ETFs will subject the Fund to additional expenses of each investment company and risk of owning the underlying securities held by each. ETFs may trade at a premium or discount to their net asset value. ETFs are bought and sold at market price and not individually redeemed from the fund. Brokerage commissions will reduce returns.

Fund holdings and sector allocations are subject to change at any time and should not be considered recommendations to buy or sell any security. The SEC does not endorse, indemnify, approve, nor disapprove of any security.

The AlphaMark Actively Managed Small Cap ETF are offered only to United States residents, and information on this site is intended only for such persons. Nothing on this web site should be considered a solicitation to buy or an offer to sell shares of any Fund in any jurisdiction where the offer or solicitation would be unlawful under the securities laws of such jurisdiction.

AlphaMark Advisors LLC is the Advisor to the AlphaMark Actively Managed Small Cap ETF which is distributed by Quasar Distributors, LLC.